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Company: Finra

Description

Finra, the Financial Industry Regulatory Authority, is a non-profit organization that regulates member brokerage firms and exchange markets in the United States. Established in 2007, Finra’s mission is to protect investors by ensuring that the securities industry operates fairly and honestly. It provides regulatory oversight, enforces compliance with securities laws, and offers educational resources to promote investor knowledge. Serving as a self-regulatory organization, Finra plays a critical role in maintaining market integrity and fostering trust among investors and the financial markets.

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